An
exploratory model of the impact of rapid climate change on the
world food situation
Grechen C. Daily and Paul R. Ehrlich (1990)
Department of Biological
Sciences, Stanford University, Stanford, California 94305-2020,
U.S.A.
table of contents
SUMMARY
A simple, globally aggregated,
stochastic-simulation model was constructed to examine the
effects of rapid climatic change on agriculture and the human
population. The model calculates population size and the
production, consumption and storage of grain under different
climate scenarios over a 20-year projection time. In most
scenarios, either an optimistic baseline annual increase of
agricultural output of 1.7% or a more pessimistic appraisal of
0.9% was used. The rate of natural increase of the human
population exclusive of excess hunger-related deaths was set at
1.7% per year and climatic changes with both negative and
positive impacts on agriculture were assessed.
Analysis of the model suggests that the number
of hunger-related deaths could double (with reference to an
estimated 200 million deaths in the past two decades) if grain
production keeps pace with population growth but climatic
conditions are unfavourable. If the rate of increase in grain
production is about half that of population growth, the number of
hunger-related deaths could increase about fivefold (over past
levels); the impact of climatic change is relatively small under
this imbalance. Even favourable climatic changes that enhance
agricultural production may not prevent a fourfold increase in
deaths (over past levels) under scenarios where population growth
out paces production by about 0.8% per annum.
These results may foreshadow a fundamental
change where, for the first time, absolute global food deficits
compound inequities in food production and distribution in
causing famine. The model also highlights the effectiveness of
reducing population growth rates as a strategy for minimizing the
impact of global climate change and maintaining food supplies for
everyone.
1.
INTRODUCTION
The conversion of land to agricultural use and
exploitation of diverse other natural resources has generally
increased the capacity of Earth to support human beings. In
recent decades, however, the human enterprise has grown so large
that it is seriously altering the global environment (SCEP 1970;
Holdren & Ehrlich 1974; FAO, UNFPA and IIASA 1982; Keyfitz
1984, 1989; Sadik 1988). Humanity is now rapidly depleting
fertile soils, fossil groundwater, biodiversity, and numerous
other non-renewable resources, to support its growing population
(Brown et al. 1990; Ehrlich & Ehrlich 1990; SCEP
1970). This resource depletion, coupled with other human
pressures on the environment (e.g., production of toxic wastes,
changing the composition of the atmosphere) is undermining the
capacity of the planet to support virtually all forms of life
(Ehrlich et al. 1989).
Possibly the most serious of human impacts is
the injection of greenhouse gases into the atmosphere. The nature
of climatic changes likely to result from greenhouse gas
emissions is not yet clear in detail. The magnitude and pace of
change that climatologists believe probable are unprecedented in
human history (Abrahamson 1989; Cairns & Zweifel 1989; Lashof
1989; NAS 1987; Schneider 1989). Should such change occur, there
will inevitably be wide-ranging effects on many facets of human
societies. Current patterns and future plans of energy use and
industrialization will require major revision (Chandler 1986;
Chandler et al. 1988; Holdren 1990). International
tensions are likely to heighten over claims on freshwater where
scarce supplies are further reduced (Cooley 1984; da Cunha 1989;
Gleick 1989; Myers 1989), transnational migration of
environmental refugees Jacobson 1988), and ultimate
responsibility for global warming and its effects (Gleick 1989).
The global production and distribution of food
is inadequate for a large fraction of the rapidly expanding
global population of 5.3 billion people under present and
foreseeable economic systems (WRI 1987; Brown 1988; Brown &
Young 1990; Ehrlich & Ehrlich 1990). The agricultural and
food-distribution systems may be further stressed by shifting of
temperature and precipitation belts, especially if changes are
rapid and not planned for (see, for example, Adams et al.
(1990)). There is also the alternative possibility, in our view
much less likely, that climatic changes (or increased levels of
CO2) will actually enhance global agricultural production.
In this paper we investigate the possible
positive or negative effects of climate change on global food
security by using a computer model. We focus on grain because it
supplies over half of the calories in the average diet when
consumed directly (and a substantial part of the remainder in the
form of meat, eggs and dairy products (Brown 1988)) and accounts
for the vast majority of the international trade in food (WRI,
1989). The model is a very simple, aggregate representation of
global agricultural systems and human populations. Its results do
not represent specific predictions, but offer insight into the
relative impact on the growing human population of changes in
agricultural production that may result from global warming. It
does not consider many potentially important issues ranging from
the chances of social breakdown accompanying large famines or the
exhaustion of fuel wood needed for cooking grains before grain
supplies run short to the possibility that bioengineering can
enhance food production far beyond the trends envisioned here. In
the following, we present the structure, results and limitations
of the model, and then offer our interpretation of the results.
2. THE
MODEL
The model simulates the effect of stochastic
perturbations in food production (due to climate change) on
population size. In yearly increments, the models calculates
human population size, number of hunger related deaths, and the
production, consumption and storage of grain under different
climatic scenarios (see Appendix 1 for the equations). Parameters
that may vary in each run of the model include the initial
population size, the initial level of grain production and grain
stores, the rate of change in population size and grain
production, whether climate change has a net favourable or
unfavourable impact on global agricultural production, the
frequency and magnitude of changes in global harvest because of
changed weather patterns, the projection time, and the desired
number of simulations. The climate scenarios are described in
terms of two parameters: the frequency and the magnitude of
changes in global grain production caused by changing weather
patterns. All of the parameters in the model represent aggregates
for the world as a whole.
Global aggregation of the model is a serious
limitation. Geographic variation in weather tends to make gluts
or shortfalls of grain regional events whose consequences can, at
least in theory, be compensated by trade. When the highly
aggregated ''limit to growth' model (Meadows et al. 1972)
was re-run at regional levels (Maarovic & Pestel 1974) it was
found to have overestimated global disaster but underpredicted
regional disasters. However, because of the uncertainties of
modeling climate (especially at regional levels), the changing
patterns of international grain trade, and the functioning of
futures markets, disaggregating our model did not seem a wise
course. Instead, we attempt to capture some of the complexities
of regional variations in our parameterization of mortality
relative to global grain stocks (described later).
In what follows, we define an iteration as a
single execution of the core operations of the model (determining
population size and the production, consumption and storage of
grain for a single year; see figure 1). We define a
simulation as the execution of the entire model once. To generate
the output presented here, the model was iterated twenty-times
per simulation (i.e., the projection time is 20 years). Finally,
a run is a set of simulations done under the same initial
conditions. Ten-thousand simulations were executed per run.
The manipulations of the input parameters are
described next, in the order presented in figure 1.
The initial values of input parameters for population and
agricultural production were selected from recent but not extreme
years.
The annual rate of natural increase of the
population size (D N) is a constant percentage. For most runs, the
initial population size and growth rate were set at 5.000 billion
and 1.7% per year, respectively, figures that roughly reflect
conditions in 1986, the year of peak grain harvest to date.
Population size may be sharply reduced by grain shortages (which
cause rapid increases in deaths by starvation). These periods of
population decrease are assumed to be instantaneous. Following
such periods, the. constant rate of increase is applied to the
new lower population size. The between low or empty
grain stocks and population is described below.
For most scenarios, initial production was set
at 1.65 billion metric tons (T) grain, roughly the amount that
was consumed in 1986. The underlying rate of change in grain
production (the ' trend ') also remains constant. For reference,
the average value of the trend was 2.6 % per year from 1969 to
1979, and 1.4% per year from 1980 to 1988 (FAO 1970-89). To
simulate normal stochastic fluctuations in production, the amount
harvested in a given year is caused to deviate from the trend bv
one of five values (0.0, +2.0, -2.0, +4.0, or -4.0%) selected at
random each year. These values were selected to create a pattern
resembling a relatively favourable decade for global agriculture.
The fluctuations in grain production generated by the model
(expected variance 8.0%) are roughly comparable to those that
actually occurred over the decade 1962-71 (observed variance
8.5%) a decade with little variation in the upward production
trend. By contrast, the observed variances in grain production in
the preceding (1952-61) and following (1972-81) decades were 51.0
and 20.4%, respectively. Thus the choice of the magnitude of
'normal' fluctuations was conservative.
Superimposed on these relatively small normal
fluctuations are changes in global grain production caused by
climatic events. Within a run, the changes are either all
positive or all negative, i.e. unusual climatic events either
increase or decrease production. These changes are made with a
preset frequency and intensity (calculated as percent increase or
reduction of potential harvest) within each run, but the actual
years in which they occur are determined randomly. The grain
production in a given year is completely independent of the
random deviations, climatic events, and deaths occurring in all
other years, and is calculated simply by adjusting the potential
production expected from the trend in years in which a weather
event occurs.
Regional patterns and the nature of events
(e.g., drought, aseasonal frosts, extraordinarily favourable
weather patterns, or possible yield enhancement through CO2
fertilization) that affect harvests are not simulated by the
'climatic' (production) parameters. Instead, the rapid changes in
global climate patterns that many climatologists consider
plausible as the concentration of greenhouse gases in the
atmosphere increases (Abrahamson 1989; Lashof 1989; Schlesinger
1989; Schneider 1989) are simply subsumed within our production
parameter as declines or increases in production. Though it is
not clear whether the drought in North America in 1988 was
related to global warming, it was the sort of event that climate
models suggest will become more frequent and is thus simulated by
runs of the model in which climatic events are deleterious
(Schneider 1989). The amount of uncertainty in the implications
of patterns of climatic change predicted by general circulation
models for world agriculture (Golitsyn 1989) is very large. This,
coupled with 'normal' regional climatic fluctuations (e.g.
20-year droughts; Mitchell et al. 1979) that can only
vaguely be predicted, led us to conclude that we could not use
the general circulation models to predict regional changes
realistically. This is why our model is so highly aggregated.
The level of grain consumption in each year is
calculated as the product of the current population size and the
global average consumption per person per year. Our estimate of
average consumption, 0.33 T grain per person-year, is equal to
the average global per-capita production level over 1955-88 (FAO
195689; PRB 1988; UN 1987). Grain lost to wastage (estimated to
be 40% between production and consumption; see notes in Kates et
al. (1988) , diverted to livestock, and otherwise not
consumed directly is subsumed under this global per-capita
consumption.
The global grain carry-over stock is set at the
beginning of each simulation. For most runs, the initial stock
was set at 350 million T, an intermediate level equal to 21 % of
consumption for the initial year. For reference, the record high
carry-over stock is about 461 million T, achieved from the record
grain harvest in 1986 (Lester Brown, personal communication), but
the estimated stocks in 1990 are 293 million T, just 17 % of
consumption and the lowest since 1981 (Lewis 1990). As each
simulation proceeds, the stock is calculated as the carry-over
stock from the previous year plus the current grain harvest minus
the amount of grain consumed (as defined above). The global grain
carry-over stock has a lower bound of zero T. We set no upper
bound on carry-over stocks and assumed that any surplus grain can
be stored for consumption in the subsequent year. (We ran the
model with an upper bound on storage capacity of 750 million T,
but this constraint did not influence the results under the
conditions presented here.)
In the model, deaths from starvation occur
because of both maldistribution and absolute shortage, as a
function of global grain stock relative to consumption. It is
difficult to estimate the baseline magnitude of this
starvation-related mortality (see Discussion). We have assumed
that distribution of food will not change significantly from past
patterns over the decades of our runs. In the model, 2 million
deaths occur per annum because of maldistribution at any level of
grain stock. Additional deaths occur (per annum) as a linear
function of stocks relative to consumption (see Appendix 1). In
years when there are global grain deficits (production plus carry
over insufficient to provide 0.33 T grain per capita), the model
output presented here assumes that two people die for every 1 T
grain deficit. The justification for this conversion factor is
given in the Discussion.
The model iterates a set of equations
describing this system for a projection time of twenty years for
each scenario. We consider that period sufficiently long to
reflect trends, but not so long that agricultural and economic
systems are likely to change fundamentally. The mean and the
standard deviation of several statistics are recorded on the
completion of each run: the total number of deficits, the
magnitude of the deficits, the total number of deaths and maximum
that occurred, and the final population size.
3. RESULTS
The output of the model under a variety of
scenario' is displayed in tables 1-7 and summarized in figure 2.
These results are described briefly here and then interpreted in
the Discussion. In most cases we contrast the output under
different scenarios with reference to the average number of
deaths produced in a run, a figure that reflects both the
frequency and magnitude of changes in grain stocks. Generally, in
what follows 'deaths' refers to hunger-related deaths in excess
of those subsumed in the natural rate of increase. When there are
no grain deficits, such deaths are caused by maldistribution;
when there are deficits, both maldistribution and absolute
shortages cause them.
To determine the validity of the model, we ran
it simulating conditions approximating those that actually held
over 1969-88. The initial population size was set at 3.616
billion people, the rate of natural increase was 1.8 % per annum,
the initial level of grain production was 1.19 billion T, the
grain production trend was 2.1% per annum, and variation about
the trend was 21%. The probability of climatic events aside from
those reflected in variation in the trend) was set to zero. Under
this scenario, the mean number of grain deficits per 20-year
simulation is 0.0 (± 0.8), about 100± 30 million people die of hunger-related causes in
total, and the final population size for 1988 is 5.0 billion. The
few deficits that occurred in simulations of this scenario result
directly from the random fluctuation in production about the
trend; the deaths result from those fluctuations as well as
maldistribution. For reference, although no global grain deficits
occurred over the period 1969-88, about 200 million people are
estimated to have died of hunger or hunger related disease over
that time (Dumont & Rosier 1969; WHO 1987; see discussion in
WRI (1987). Results of the model thus appear, if anything, to be
conservative.
Unless explicitly stated, the runs discussed
next were done under initial conditions roughly matching those of
1986 as explained above. For comparative purposes, we ran the
model in the absence of unfavourable climatic events and under
the assumption that annual growth in grain production (D G)would
keep pace with that of the population (D N), which was 1.7%
in 1986 (D N is now 1.8% PRB 1989). Over the 20-year
projection time under this scenario (run A, table 1),
although there are no grain deficits (0.0± 0.0), 152± 39 million deaths
occur because of maldistribution of food, leading to a final
population size of 6.818 billion. The variance in the output
statistics is quite high, as indicated by the occurrence of 304
million hunger related deaths in one of the 10000 simulations.
The final population size at a constant growth rate of 1.7%, with
no hunger-related reductions, would be 7.005 billion (5.000 x 109
x (1.017)20)
The model was run under several climatic
scenarios with negative changes in harvest ranging from 3 to 10%
per event. These seem reasonable values, because a reduction of
about 5% (from the 1969-88 trend of 2.1% growth per annum) can be
attributed to weather-caused harvest failure in 1988. The first
set of the following runs assumes that D N = D G = 1.7%
and that the initial carry-over stocks totaled 350 million T (table 1).
Under these growth rates, a 5% reduction in harvest every five
years (on average; probability of event, Pe = 20%
causes 0.1 (± 0.3) deficits and 214 (± 59) million deaths per
simulation, with a 57% chance of exceeding 200 million deaths (
run B). Doubling the magnitude of harvest reduction to 10%,
increases the mean number of deaths to 326 (± 139) million (run C), and
the probability of exceeding 200 million deaths rises to 85%.
Increasing the average frequency of reductions to 1 in 3.3 years
(Pe = 30%) causes 254 (± 72) million and 430 (± 154) million
deaths under 5% (run D) and 10% (run E) reductions. respectively.
Increasing the average frequency of reductions further to every
other year (Pe = 50%) results in 248 (± 57), 338 (± 90), and 583 (± 121) million
deaths under 3% (run F), 5% (run G), and 10% (run H) reductions,
respectively.
Not surprisingly, reducing global grain
harvests below the trend by 10% every year (run I) leads to the
highest number of deaths (774± 42 million). The variance in the number of deaths under
this latter scenario is especially low because there is no
variance in the sequence of unfavourable years: each year is
unfavourable.
Current trends in agriculture suggest that
assuming grain production levels can increase by 1.7% annually is
very optimistic. Growth averaged just 1.4% annually from 1980-88
(FAO 1982-89). In fact, the World watch Institute believes that
the world's farmers will have difficulty expanding the average
production at much more than 0.9% annually in the 1990s (Brown et
al. 1990). Achieving either of these growth rates (1.7 or
0.9%) could well require substantial technological innovation,
and maintaining productivity in the long run will clearly require
major changes in farming practices. Therefore, we repeated the
set of runs presented in table
1 under the assumption that D G = 0.9 %
over the 20 year projection time. Table 2 displays the output of
these simulations.
Even in the absence of unfavourable climatic
conditions (run J, table
2), the imbalance between D N (1.7%)
and D G
(0.9%) leads to a staggering 891 (± 97) million deaths over
the 20-year projection time. Under each scenario with
climate-induced reductions (runs K-R), over 900 million people
die on average and the probability of exceeding a billion deaths
is usually 30% or more. However, imposing various deleterious
climatic regimes (runs K-R) on grain production does not increase
the resulting average number of deaths as much as when D G equals D N runs B-l,
table 1). An explanation of this possibly counterintuitive
result is given in the discussion.
To test the sensitivity of the model to
different rates of increase in grain production relative to those
of population growth, we ran an identical set of climate
scenarios on both the conditions that D N = 1.7% and D G = 1.3%
(runs S-U, table 3), and that D N = 1.7% and D G = 2.4% (runs V-X, table 3). The number of deaths
that occur with D G = 1.3 is appreciably less than under the
comparable scenarios with D G = 0.9 (runs K, M, and L, table 2).
The number of deaths that occur when D G = 2.4% (runs V-X, table 3)
is roughly comparable to that where D N = D G = 1.7 and
no unfavourable weather patterns occur (run A, table 1).
The model is similarly sensitive to changes in D N (holding D G and other
parameters constant; table
4).
The number of deaths produced with D N = D G = 0 9 %
is only slightly less (7%, on average) than under the same
climatic scenarios with D N =D G = 1.7% ( runs B, D and C, table 1)
. Scenarios AB-AD ( table
4) and S-U (table 3), all cases where the
difference between D N and D G is 0.4, result in comparable numbers of
deaths. Thus the critical factor is, not surprisingly, the
difference between D N and D G, and not the absolute value of either (at
least over the range of values presented here). This is in part
because of our conservative assumption that a large population
size (created by a large D N) does not itself cause more rapid climate
change and thus more frequent extreme weather events.
The initial stock plays an important role under
some conditions (see table
5). If the stock is set at zero to
start, any initial fluctuations in grain production must be
positive to avert immediate deaths. The influence of the initial
stock on the final outcome is diminished when other factors come
into play. For example, under relatively severe climatic
conditions, the increase in mean number of deaths when initial
stocks are set at 0 T (run AG) as opposed to 500 million T (run
AH) is 67 % over the 20-year span. In contrast, when climate has
no deleterious impacts on agriculture, the difference in mean
number of deaths when initial stocks are set at 0 T (run AK) as
opposed to 500 million T (run AF) is 123%. In the severe case,
the climate parameters overwhelm the effect of initial stock.
It is unclear whether the recent climatic
events deleterious to agriculture (e.g. the droughts in North
America and China, the below-average rainfall in north-central
Africa since the 1960s; Schneider & Londer 1984) are related
to global warming. To test the sensitivity of the model to the
timing of the onset of climatic changes caused by such warming,
we ran it with an initial population size reflecting projections
for 2020 (a date by which many climatologists believe the effects
will be manifest). For these scenarios, we assumed that the rate
of increase in grain production up to 2020 kept pace with that of
population growth, such that per-capita production was 0.33 T
grain per person to start. Initial population size was set at
8.330 billion people (as projected by the PRB (1989)) and initial
grain production was set at 2.7489 billion T per year. We then
ran the model under rates of population growth projected for 2020
(United Nations 1989), several annual rates of increase in
production, and various climate scenarios (table 6).
The mean number of deaths per simulation under
this set of scenarios (runs AI-AR, table 6) ranges from 135
million to 760 million, with the maximum in a simulation over 1.2
billion. Even when D G exceeds D N, reductions in harvest of 10% occurring with a
mean frequency of once in three years (runs AL and AP) cause an
average of 272 million and 237 million deaths. In contrast. when D N exceeds D G by 0.4%
or more and 10% reductions occur every three years on average,
over a billion people starve to death per simulation (runs AN,
AQ, and AR).
Finally, we investigated the effect of a net
positive impact of anthropogenic climate change on global
agriculture (table 7). Under scenarios where growth in grain production
keeps pace with population growth and favourable weather events
increase production by 5 or 10% every 3.3 or 5 years (runs AS and
AT, respectively), very few deaths occur. However, if growth in
grain production is just 0.9% per annum while population size
continues to expand at 1.7 % per annum then, even under the same
very favourable climatic scenarios (runs AU and AV), over 800
million deaths occur on average.
4.
DISCUSSION
The complexity of the systems that interface in
this model, including population, agriculture, and climate, not
to mention economics, trade, government policy and international
relations, make it impossible to quantify accurately the
interactions between them. None the less, the results of our
relatively simple model have heuristic and perhaps some
predictive value (see also Liverman (1983)). They offer insight
to the vulnerabilities of our agricultural system and growing
population, and provide a measure of the relative importance of
key factors in the population-food-climate interaction.
(a) Limitations of the model
The model has several important limitations.
First, it accounts for regional heterogeneity only by including
deaths caused by maldistribution. This is a crude approximation
because inequitable distribution of food (and wealth in general)
and extreme heterogeneity in population density, in agricultural
productivity (over space and time), in climate regimes, and in
the variability of weather patterns are key factors in generating
regional famine. For example, at least since 1966, the world has
never experienced a global grain deficit (by our standard of 0.33
T per person per year; (FAO 1956-89; PRB 1988, 1989; United
Nations 1987)), yet hunger has afflicted local and regional
populations repeatedly throughout this period (Ehrlich et al.
1977; Murdoch 1990).
Secondly, the model does not include mechanisms
whereby compensation for imminent food shortages could be made.
Such mechanisms include (i) spurring research and development of
new technology and crop strains to increase yields; (ii)
intensifying crop production with increased inputs of water,
fertilizer and pesticides; (iii) bringing set-aside and other
marginal land in the U.S.A. and elsewhere into production; iv
consuming more crops directly (as opposed to feeding livestock);
(v) reducing herds by temporarily consuming more livestock (which
represent a large food reserve); (vi) reducing wastage between
farm and stomach; and (vii) development and implementation of
emergency relief measures to minimize and contain the effects of
local crop failures.
How likely are such ameliorating factors to
make major impacts? The potential effectiveness of mechanism (i)
is debatable: although no bright technological prospects lie on
the immediate horizon (Brown & Young 1990), there is evidence
in support of the hypothesis that crises stimulate innovation
(Boserup 1981). Mechanisms (ii) and (iii) are likely to provide
only short-term relief, and to be detrimental in the longer term;
these traditional methods of expanding agricultural production
are very resource intensive, generally not sustainable, and
rapidly approaching physical constraints (Brown & Young 1990;
Ehrlich 1989; Postel 1989). Mechanisms (iv)-(vii) are critical
steps towards buffering over-large populations from the most
devastating effects of insufficient production. All of these
mechanisms may operate to reduce the number of deaths predicted
by the model, but none represents a long-term solution to the
problem of D N outstripping D G.
Thirdly, the model implicitly assumes that the
underlying ' trend' (rate of change) in grain production will
remain constant even in the face of the social and economic
turmoils sure to result from massive crop failures, severe
famine, loss of habitable land in coastal areas and other impacts
of unfavourable climate change. Furthermore, maintaining a growth
rate in agricultural output of 1.7% per year embodies a series of
optimistic assumptions of success in the development and
implementations of better agricultural practices and technologies
(vide Brown et al. 1990). In addition, the effects of
climate change are assumed to be constant, when really they may
intensify. These assumptions would all have the effect of
underestimating the number of deaths that may result from the
impacts of deleterious climate change.
Fourthly, the number of deaths produced by the
model under different scenarios depends to a large degree on the
factor used to convert grain deficits to deaths. Currently, three
people are supported on average by each tonne of grain produced
per year (PRB 1989; FAO 1989). However, 1 T grain per year
delivered to the mouth can provide four adults with 'adequate'
diets and five adults with 'subsistence' diets (Lester Brown
personal communication). The brunt of any deficits is likely to
be borne by the world's poorest people; in response to the same
decrease in supply, the poor reduce their grain consumption more
than tentimes as much as the wealthy, who simply forego luxury
items (Mellor & Gavian 1987). At one extreme, a few tonnes
deficit in a rich country would probably not cause any deaths,
whereas at the other, a one-tonne deficit in a poor country might
cause the deaths of four subsistence-diet adults and two
children. Considering these various factors and uncertainties, we
feel an estimate of two deaths per tonne deficit is conservative.
Finally, a few comments relative to our
validation of the model must be made. It is very difficult to
quantify the actual number of people that have starved to death
over the past two decades. Aside from poor censusing in
famine-stricken areas, malnutrition compromises the immune system
FAO 1987; UN 1987; WRI 1987) and the immediate cause of death of
severely malnourished people is thus usually reported as disease.
The rough estimate of 200 million deaths ((Dumont & Rosier
1969: WHO 1987; see discussion in WRI 1987) is considerably
higher than the average of 100 (± 30) million deaths per
simulation produced in our test scenario that approximates
conditions over those decades. The numbers of deaths produced by
the distributional aspects of the model are therefore probably
conservative.
(b) Conclusions
Four general conclusions can be drawn from the
model regarding the number of people at risk of starvation and
the importance of the relation between D N and D G to both
the creation of deficits and the relative impact of unfavourable
climatic conditions. First, the model suggests that several
hundreds of millions to a billion or so people could die of
hunger in future decades. Examinations of the pattern of deaths
within runs suggest that such numbers of people are not likely to
die in a single large famine. The model generally indicates that
unfavourable trends or climatic changes (or both) could multiply
current deaths from hunger on the order of two-fivefold. Those
additional deaths would not, however, be primarily
'distributional', as have been those of the past two decades.
Instead, the vast majority of them could be due to absolute
global shortage.
Furthermore, runs beginning with different
population sizes but otherwise identical initial conditions (e.g.
run AB, table 4 and run AK, table
6) result in a mean number of deaths
equivalent to about a tenth of the initial population size,
suggesting that the fraction of the population at risk of
starvation is not greatly affected by how much the population has
grown before the onset of unfavourable climatic change. The
number of deaths could be much higher if the rate of increase in
food production could not be maintained during major periods of
shortfall. Serious social breakdown or widespread epidemics, both
grim prospects that seem increasingly likely as societies become
more crowded and strained (Ehrlich & Ehrlich 1990), could
also greatly increase the death toll.
The second primary conclusion from the model is
that seemingly small (on the order of 0.3%) differences in the
annual rates of growth in population and agricultural production
can have a large impact on global food security. This is an
important point because land degradation (in the form of soil
erosion, waterlogging and salinization of irrigated land, and
decline in soil fertility), scarcity of freshwater in many parts
of the world (Myers 1989; Postel 1989), and the in creasing cost
of fertilizer and pesticide inputs threaten to constrain growth
in grain production (Brown & Young 1990). The model
highlights the effectiveness of declines in population growth
toward minimizing the impact of deleterious global climate change
and providing food for everyone. Initiation of the socioeconomic
changes required to reduce birth rates is critical to bringing
the human population to a size compatible even with the
short-term carrying capacity of Earth (Ehrlich et al.
1989).
Thirdly, the model produced the interesting
result that climate change contributes proportionally much less
to food deficits when population growth outpaces growth in
agricultural production (table
2), than when growth in each is equal (table 1).
This is because deficits and great increases in mortality occur
early in simulations with D N > D G that reduce population size and thereby
increase per-capita production, creating grain reserves that
serve as buffers against the impact of climate-reduced harvests
occurring later. The increase in per-capita production results
from the assumption that the production 'trend' remains constant
despite reductions in population size.
Though the results under scenarios leading to
high mortality may appear roughly the same (hundreds of millions
of deaths) the distribution of deficits between rich and poor
nations may be quite different. If the main cause of deficits is
that growth in population size exceeds 'trend' growth in grain
production, then the swelling populations of the Third World will
be most directly affected. On the other hand, if climate change
is the main contributor to deficits, then the direct impact is
likely to be felt more evenly. Leading grain producers in the
industrialized world such as North America, the Soviet Union,
Europe and Australia (which account for about 43% of global grain
production; FAO 1989) could incur relatively more severe climatic
changes in grain-growing areas, with serious consequences for
their economies and populations.
Finally, it is conceivable that CO2
fertilization and concomitant reduced transpiration (Easterling et
al. (1989) but see Lincoln et al. (1986); Lincoln
& Couvet (1989); Fajer et al. (1989)) will enhance
global agricultural productivity. In our view, however, the
potential benefits of CO2 fertilization are likely to be
outweighed by the negative impact of changing temperature belts,
reduced water availability in major grain-growing regions,
possible unfavourable changes in crop-pest relations, and social
and economic disruptions. In addition, we point out that the
coolest years of the past decade were also the best for global
agriculture (FAO 1989; Spencer & Christy 1990). None the
less, the results of running the model under a net positive
impact of climate change on agriculture (table 7) are interesting. As
to be expected, when production keeps pace with population
growth, relatively few deaths occur (and those as a result of
maldistribution). However, if population growth outpaces
production by 0.8% per year or so, then even very favourable
climatic scenarios (e.g. with 5 or 10% increases in production
every three-five years), do not prevent the deaths of over 800
million people on average over a 20-year period.
The model highlights the delicate balance
between the nutritional needs of a rapidly growing human
population and the ability of Earth to sustain the food
production required to meet those needs. The odds that climate
change will produce a net benefit to global agriculture seem
small. But even if the odds of favourable and deleterious impact
were even, the model suggests trying to slow the climatic change,
since if D N = D G, many more lives would be lost if the changes
were harmful than would be saved if they were beneficial,
especially as the climatic impact (probability of event times
magnitude of change) increases.
Analysis of the model further suggests that
humanity may face a situation unprecedented in the modern era:
absolute global food shortage. The political, economic and social
consequences of such a situation in a 'global village' are
difficult to imagine. That possibility presents itself at a time
when conventional methods of expanding food production may be
reaching physical and economic limits (Brown & Young 1990).
For the immediate future, global food security
could be increased by minimizing the amount of food wasted
between harvest and consumption, by strengthening the
agricultural sectors of poor nations, and by improving the equity
of food distribution. Long-term food security can ultimately be
achieved only by initiating the socioeconomic changes necessary
to bring about reduced birth rates. In addition, the model
reinforces the prudence of striving to reduce the emission of
greenhouse gases into the atmosphere (which in turn is strongly
driven by population growth; Ehrlich & Ehrlich 1989, 1990).
It also supports the view that providing everyone with adequate
diets will remain a tremendous challenge even without the threat
of global climatic change.
We greatly appreciate the helpful comment) on
earlier drafts of this manuscript provided by the other members
of the Stanford Carrying Capacity Croup, Anne Ehrlich, Pamela
Matson and Peter Vitousek. Susan Alexander, John Baughman, Carol
Boggs, Lester Brown, Roman Dial, Marcus Feldman, John Harte,
Cheryl Holdren, Robert May, Sandra Postel, Jonathan Roughgarden
and Lee Schipper were also kind enough to review the manuscript.
John Holdren and Stephen Schnieder provided especially detailed
and useful critiques. The Center for Conservation Biology and the
Morrison Institute for Population and Resource Studies generously
provided support for this project.
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APPENDIX 1
The following calculations are made in each
time step (one year). The equations are presented in slightly
expanded form for the sake of clarity:
Nt+1 = (1 + 0.01 x DN) x Nt,
where N = population size and D N = annual
percentage rate of increase of the population:
Gp,t+l = (1 + 0.01 x DG) x Gp,t,
Gnf,t+l = Gp,t+l +
0.01 x v
x Gp,t+l,
Ga,t+l = Gnf,t+l
+ 0.0l x
m x Gnf,t+l,
where Gp = potential grain production and DG = annual
percentage rate of increase of grain production; Gnf =
potential grain production modified by 'normal fluctuations'; v
is a number selected randomly (and uniformly) from the set (-4.0,
-2.0, 0, 2.0, 4.0) to produce an expected variance of 8%; Ga.
= actual production for the given year; m = the amount by
which grain production is enhanced or reduced in years where
climatic events affect agriculture (determined stochastically).
Grain consumption (C) is calculated as
Ct = (0.33 T per capita) x Nt.
Grain stock (S) is calculated as
follows, and has a lower bound of zero T: St+l
= St + Ga,t+1 -
Ct+l
The number of hunger-related deaths (D)
occurring in a year is a function of grain stocks and
distribution. In the case of a huge grain surplus, where stocks
constitute greater than 40% of consumption (i.e. S x 100/C > 40), 2 million
hunger-related deaths occur in a year because of maldistribution
of food. If there is a grain surplus (i.e. S > 0) but
stocks constitute no more than 40% of consumption (i.e. S x 100/C £ 40), then Dt
= 2 x 106
+ d - (d/40) x x, where d =
number of deaths per year when stocks equal zero, and is set at
20 million here; x = 5 x 100/C. If there is
a grain deficit, then Dt, = 2 x 106 + d
+ 2 x
(deficit).
Close approximations to the mean results of
this model can be obtained via an analytical solution to these
equations.
To determine the number of simulations required
per run. we produced multiple sets of runs consisting of 100,
1000 and 10000 simulations each using initial conditions with
high variance in output parameters (run E, table 1).
The coefficient of variation of the mean number of deaths was
2.4, 1.3 and 0.3 respectively. We therefore considered 10000
simulations per run sufficient to produce reasonably consistent
results.
Table 1.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 5 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| A |
n |
1.7 |
1.7 |
0 |
0 |
350 |
0.0±0.0 |
0±0 |
152±39 |
304 |
6.818±0.046 |
0.11 |
0.00 |
0.00 |
0.00 |
0.00 |
| B |
n |
1.7 |
1.7 |
20 |
5 |
350 |
0.1±0.3 |
2±10 |
214±59 |
543 |
6.746±0.070 |
0.57 |
0.01 |
0.00 |
0.00 |
0.00 |
| C |
n |
1.7 |
1.7 |
20 |
10 |
350 |
0.7±0.9 |
30±45 |
326±139 |
867 |
6.611±0.170 |
0.85 |
0.25 |
0.06 |
0.00 |
0.00 |
| D |
n |
1.7 |
1.7 |
30 |
5 |
350 |
0.2±0.6 |
6±17 |
254±72 |
590 |
6.700±0.087 |
0.78 |
0.05 |
0.00 |
0.00 |
0.00 |
| E |
n |
1.7 |
1.7 |
30 |
10 |
350 |
1.3±1.1 |
55±50 |
430±154 |
863 |
6.481±0.191 |
0.96 |
0.55 |
0.16 |
0.00 |
0.00 |
| F |
n |
1.7 |
1.7 |
50 |
3 |
350 |
0.1±0.0 |
2±10 |
248±57 |
515 |
6.707±0.068 |
0.80 |
0.02 |
0.00 |
0.00 |
0.00 |
| G |
n |
1.7 |
1.7 |
50 |
5 |
350 |
0.8±1.0 |
19±28 |
338±90 |
609 |
6.599±0.111 |
0.97 |
0.25 |
0.00 |
0.00 |
0.00 |
| H |
n |
1.7 |
1.7 |
50 |
10 |
350 |
2.3±1.1 |
82±39 |
583±121 |
898 |
6.280±0.152 |
1.00 |
0.93 |
0.47 |
0.02 |
0.00 |
| I |
n |
1.7 |
1.7 |
100 |
10 |
350 |
3.4±1.1 |
81±26 |
774±42 |
909 |
6.008±0.054 |
1.00 |
1.00 |
1.00 |
0.29 |
0.00 |
Table 2.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 5 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| J |
n |
1.7 |
0.9 |
0 |
0 |
350 |
4.9±1.5 |
57±16 |
891±97 |
1138 |
5.974±0.097 |
1.00 |
1.00 |
1.00 |
0.81 |
0.15 |
| J |
n |
1.7 |
0.9 |
20 |
5 |
350 |
4.6±1.6 |
69±26 |
934±121 |
1368 |
5.909±0.122 |
1.00 |
1.00 |
1.00 |
0.87 |
0.28 |
| L |
n |
1.7 |
0.9 |
20 |
10 |
350 |
3.9±1.6 |
101±45 |
987±171 |
1605 |
5.829±0.173 |
1.00 |
1.00 |
1.00 |
0.88 |
0.41 |
| M |
n |
1.7 |
0.9 |
30 |
5 |
350 |
4.7±1.7 |
71±25 |
954±127 |
1371 |
5.880±0.128 |
1.00 |
1.00 |
1.00 |
0.89 |
0.34 |
| N |
n |
1.7 |
0.9 |
30 |
10 |
350 |
3.8±1.5 |
104±40 |
1015±174 |
1593 |
5.783±0.177 |
1.00 |
1.00 |
1.00 |
0.91 |
0.48 |
| O |
n |
1.7 |
0.9 |
50 |
3 |
350 |
5.0±1.6 |
62±18 |
950±110 |
1278 |
5.887±0.111 |
1.00 |
1.00 |
1.00 |
0.92 |
0.32 |
| P |
n |
1.7 |
0.9 |
50 |
5 |
350 |
4.9±1.6 |
70±22 |
985±127 |
1366 |
5.831±0.128 |
1.00 |
1.00 |
1.00 |
0.94 |
0.43 |
| Q |
n |
1.7 |
0.9 |
50 |
10 |
350 |
4.2±1.5 |
99±30 |
1076±170 |
1601 |
5.688±0.173 |
1.00 |
1.00 |
1.00 |
0.97 |
0.62 |
| R |
n |
1.7 |
0.9 |
100 |
10 |
350 |
6.7±1.6 |
71±15 |
1304±98 |
1537 |
5.388±0.098 |
1.00 |
1.00 |
1.00 |
1.00 |
1.00 |
Table 3.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 5 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| S |
n |
1.7 |
1.3 |
20 |
5 |
350 |
2.6±1.2 |
62±33 |
614±105 |
987 |
6.294±0.112 |
1.00 |
0.99 |
0.52 |
0.06 |
0.00 |
| T |
n |
1.7 |
1.3 |
30 |
5 |
350 |
2.8±1.2 |
64±32 |
635±102 |
997 |
6.262±0.109 |
1.00 |
1.00 |
0.60 |
0.07 |
0.00 |
| U |
n |
1.7 |
1.3 |
20 |
10 |
350 |
2.5±1.2 |
95±50 |
701±152 |
1244 |
6.174±0.164 |
1.00 |
1.00 |
0.72 |
0.25 |
0.04 |
| V |
n |
1.7 |
2.4 |
20 |
5 |
350 |
0.0±0.0 |
0±0 |
92±20 |
198 |
6.888±0.026 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
| W |
n |
1.7 |
2.4 |
30 |
5 |
350 |
0.0±0.0 |
0±1 |
101±24 |
301 |
6.877±0.031 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
| X |
n |
1.7 |
2.4 |
20 |
10 |
350 |
0.1±0.3 |
3±14 |
119±58 |
607 |
6.854±0.075 |
0.05 |
0.01 |
0.00 |
0.00 |
0.00 |
Table 4.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 5 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| Y |
n |
0.9 |
0.9 |
20 |
5 |
350 |
0.1±0.3 |
1±8 |
201±58 |
543 |
5.759±0.064 |
0.47 |
0.01 |
0.00 |
0.00 |
0.00 |
| Z |
n |
0.9 |
0.9 |
30 |
5 |
350 |
0.2±0.5 |
4±14 |
237±69 |
576 |
5.720±0.076 |
0.69 |
0.03 |
0.00 |
0.00 |
0.00 |
| AA |
n |
0.9 |
0.9 |
20 |
10 |
350 |
0.6±0.9 |
25±40 |
302±129 |
787 |
5.647±0.144 |
0.79 |
0.20 |
0.04 |
0.00 |
0.00 |
| AB |
n |
1.7 |
0.9 |
20 |
5 |
350 |
2.6±1.2 |
58±31 |
594±98 |
941 |
5.810±0.104 |
1.00 |
0.98 |
0.44 |
0.03 |
0.00 |
| AC |
n |
1.7 |
0.9 |
30 |
5 |
350 |
2.7±1.2 |
61±30 |
619±97 |
950 |
5.777±0.102 |
1.00 |
1.00 |
0.54 |
0.05 |
0.00 |
| AD |
n |
1.7 |
0.9 |
20 |
10 |
350 |
2.5±1.3 |
91±48 |
678±143 |
1175 |
5.703±0.152 |
1.00 |
0.99 |
0.67 |
0.20 |
0.02 |
Table 5.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 5 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| AE |
n |
1.7 |
1.7 |
0 |
0 |
0 |
0.9±0.8 |
25±25 |
257±43 |
386 |
6.675±0.059 |
0.90 |
0.00 |
0.00 |
0.00 |
0.00 |
| AF |
n |
1.7 |
1.7 |
0 |
0 |
500 |
0.0±0.0 |
0±0 |
115±38 |
227 |
6.866±0.045 |
0.02 |
0.00 |
0.00 |
0.00 |
0.00 |
| AG |
n |
1.7 |
1.7 |
30 |
5 |
0 |
1.5±0.9 |
54±38 |
353±69 |
574 |
6.547±0.095 |
0.99 |
0.26 |
0.00 |
0.00 |
0.00 |
| AH |
n |
1.7 |
1.7 |
30 |
5 |
500 |
0.1±0.4 |
2±11 |
212±67 |
577 |
6.754±0.078 |
0.56 |
0.02 |
0.00 |
0.00 |
0.00 |
Table 6.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 8.330 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| AI |
n |
0.7 |
0.9 |
20 |
5 |
350 |
0.2±0.5 |
7±24 |
209±80 |
711 |
9.349±0.089 |
0.45 |
0.04 |
0.00 |
0.00 |
0.00 |
| AJ |
n |
1.0 |
0.9 |
20 |
5 |
350 |
1.1±1.1 |
42±50 |
444±152 |
1031 |
9.671±0.170 |
0.99 |
0.52 |
0.16 |
0.02 |
0.00 |
| AK |
n |
1.3 |
0.9 |
20 |
5 |
350 |
3.3±1.4 |
97±48 |
894±166 |
1527 |
9.768±0.172 |
1.00 |
1.00 |
0.99 |
0.69 |
0.24 |
| AL |
n |
0.7 |
0.9 |
30 |
10 |
350 |
1.3±1.1 |
82±78 |
496±241 |
1167 |
9.031±0.269 |
0.91 |
0.58 |
0.34 |
0.13 |
0.02 |
| AM |
n |
1.0 |
0.9 |
30 |
10 |
350 |
2.2±1.1 |
140±75 |
796±218 |
1472 |
9.261±0.244 |
1.00 |
0.96 |
0.81 |
0.48 |
0.19 |
| AN |
n |
1.3 |
0.9 |
30 |
10 |
350 |
3.0±1.4 |
159±70 |
1099±229 |
1942 |
9.495±0.244 |
1.00 |
1.00 |
1.00 |
0.92 |
0.63 |
| AO |
n |
1.0 |
1.3 |
20 |
5 |
350 |
0.1±0.4 |
5±20 |
183±69 |
684 |
9.955±0.079 |
0.26 |
0.02 |
0.00 |
0.00 |
0.00 |
| AP |
n |
1.0 |
1.3 |
30 |
10 |
350 |
1.1±1.1 |
73±78 |
441±240 |
1098 |
9.657±0.281 |
0.83 |
0.49 |
0.28 |
0.10 |
0.01 |
| AQ |
n |
1.0 |
0.5 |
30 |
10 |
350 |
3.3±1.4 |
158±68 |
1180±232 |
2085 |
8.831±0.239 |
1.00 |
1.00 |
1.00 |
0.97 |
0.77 |
| AR |
n |
1.0 |
0.5 |
30 |
10 |
0 |
3.0±1.5 |
171±82 |
1094±229 |
2009 |
8.903±0.237 |
1.00 |
1.00 |
1.00 |
0.94 |
0.60 |
Table 7.
Each run represents 100,000 simulations of the same
conditions: the projection time was 20 years; the initial
population size is 5 billion.
run
|
net
p/n
|
D N
|
D G
|
probab
of
event
|
mag.
of
chng
|
initial
stock
(mill tonnes)
|
number
of
deficits
per
simulation
mean
± s.d.
|
magnitude
of
deficit per
simulation
(million tonnes) mean
± s.d.
|
number of deaths per simulation (millions)
|
final
population
size (billions)
mean ± s.d.
|
probability of exceeding n
deaths (millions)
|
mean
± s.d.
|
MAX
|
p > 200
|
p > 400
|
p > 600
|
p > 800
|
p > 1000
|
| AS |
p |
1.7 |
1.7 |
20 |
5 |
350 |
0.0±0.0 |
0±0 |
112±34 |
262 |
6.866±0.042 |
0.01 |
0.00 |
0.00 |
0.00 |
0.00 |
| AT |
p |
1.7 |
1.7 |
30 |
10 |
350 |
0.0±0.0 |
0±0 |
78±27 |
229 |
6.908±0.035 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
| AU |
p |
1.7 |
0.9 |
20 |
5 |
350 |
4.3±1.5 |
66±21 |
866±108 |
1158 |
6.015±0.108 |
1.00 |
1.00 |
1.00 |
0.71 |
0.12 |
| AV |
p |
1.7 |
0.9 |
30 |
10 |
350 |
3.2±1.3 |
91±37 |
827±156 |
1186 |
6.088±0.159 |
1.00 |
0.99 |
0.92 |
0.58 |
0.14 |
Table of Contents
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